SEC Charges Oil Company CEO, Board Member With Hiding Personal Loans
The Securities and Exchange Commission today charged the former CEO of Energy XXI Ltd. with hiding more than $10 million in personal loans that he obtained from company vendors and a candidate for...
View ArticleSEC Charges BGC Financial for Failure to Preserve Documents and Maintain...
The Securities and Exchange Commission today announced that New York-based broker-dealer BGC Financial has agreed to pay a $1.25 million penalty to settle charges that it failed to preserve audio files...
View ArticleRemarks at the Equity Market Structure Symposium Sponsored by the University...
Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation on April 10, 2018.
View ArticleRemarks at the Equity Market Structure Symposium Sponsored by the University...
Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation on April 10, 2018.
View ArticleInternational Organizations: Learning from the Past to Build for the Future
Remarks at the 2018 Symposium on Building the Financial System of the Twenty-first Century: An Agenda for Europe and the United States
View ArticleReflections of an Economist Commissioner
Symposium for Federal Judges on the Economics of Corporate & Securities Law Law & Economics Center, Antonin Scalia Law School, George Mason University
View ArticleRemarks before the SIFMA Equity Market Structure Conference
Remarks before the SIFMA Equity Market Structure Conference
View ArticleRemarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency
Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency
View ArticleThe Middle-Market IPO Tax
The Middle-Market IPO Tax, by Commissioner Robert J. Jackson, Jr., April 25, 2018
View ArticleRemarks at the PLI Investment Management Institute 2018
Remarks at the PLI Investment Management Institute 2018, Dalia Blass, Director, Division of Investment Management, New York, NY, April 30, 2018
View ArticleBeaches and Bitcoin: Remarks before the Medici Conference
Remarks before the Medici Conference
View ArticleThe Evolving Market for Retail Investment Services and Forward-Looking...
Remarks at Temple University at an event titled, "The Evolving Markets for Retail Investment Services and Forward Looking Regulation," jointly sponsored by the deans of the Beasley School of Law and...
View ArticleThe Role of Machine Readability in an AI World
The Role of Machine Readability in an AI World
View ArticleRemarks before the 2018 Baruch College Financial Reporting Conference:...
Remarks before the 2018 Baruch College Financial Reporting Conference: âWorking Together to Advance Financial Reportingâ
View ArticleTossing Fish and Catching Capital: Remarks at the 38th Annual Northwest...
Remarks of Commissioner Hester Peirce at the Washington State Bar Association .
View ArticleKeynote Address at the New York City Bar Association’s 7th Annual White...
Keynote Address at the New York City Bar Associationâs 7th Annual White Collar Crime Institute
View ArticleThe Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities...
The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference, by Commissioner Hester M. Peirce, U.S. Securities and Exchange Commission, Denver, Colorado, May 11, 2018
View ArticleKeynote Address to the UJA Federation
Keynote Address to the UJA Federation White Collar & Securities Enforcement Annual Cocktail Reception, Honoring Barry H. Berke.
View ArticleRemarks at the FINRA Annual Conference
Remarks at the FINRA Annual Conference, by Brett Redfearn, Director, Division of Trading and Markets, Washington, D.C., May 22, 2018
View ArticleRemarks to the Institute of Chartered Accountants in England and Wales:...
Remarks to the Institute of Chartered Accountants in England and Wales: âThe intersection of financial reporting and innovation."
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