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CFTC Orders Morgan Stanley & Co. LLC. to Pay $500,000 for Supervision Failures

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The Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Morgan Stanley & Co. LLC, for failing to diligently supervise the reconciliation of exchange and clearing fees with the amounts it ultimately charged customers for certain transactions on the CME Group, ICE Futures US, and other exchanges.



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